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Comprehensive Compliance Newsletter - May, 2023 (Jointly with TeamLease)

Sandeep Lakhotia

Jun 6, 2023

0 min read

Recent Posts

Beige banner with a gold accent bar. Headline: “Insider-Trading Tips to SEBI: 5 in Six Years. 25 in FY26.” Subtitle: “What the rise in informant tips means for boards — three questions to ask this quarter.” A navy card lists three questions for boards: 01 SDD integrity: contemporaneous, with audit trail; 02 Regulation 30 and UPSI: when it became UPSI, who knew; 03 Whistleblower channel: credible, accessible, responsive. The card’s footer reads “SEBI FY26: 25 tips vs 5 in six years.” Sandeep Lakhotia, Sandeep Lakhotia & Associates, Company Secretaries.

Insider-trading informant tips to SEBI have increased significantly — what should boards take away?

Featured image for the post "Board Recordings as Evidence: Protecting the ID's Dissent" by Sandeep Lakhotia & Associates, Company Secretaries. A board recording is admissible under the BSA and may help challenge inaccurate minutes, but is strongest with a written objection. A card lists what an Independent Director should do: object in writing within seven days; insist on dissent and name being recorded under Section 118(4)(b); ask for the recording to be preserved; follow up by same-day email to the Chair or Company Secretary.

When the Minutes Fall Short: Can a Board Meeting Recording Protect an Independent Director?

Regulation 30 in the first fortnight of October 2026: what the filings tell us

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